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Financial Information Authority
Results: 896

#	Item
611	Recommendation for a Council Regulation amending Regulation (EC) No[removed]concerning the collection of statistical information by the European Central Bank (ECB[removed]presented by the European Central Bank) Add to Reading List Source URL: www.ecb.europa.eu Language: English - Date: 2014-06-24 05:04:44 European System of Central Banks Economy of the European Union European Systemic Risk Board European Central Bank European Insurance and Occupational Pensions Authority Financial institution Central bank De Nederlandsche Bank Deutsche Bundesbank European Union Economy of Europe Europe
612	Ask Questions Questions You Should Ask About Your Investments Information is an investor’s Add to Reading List Source URL: investor.gov Language: English - Date: 2011-02-24 09:34:14 Financial services Collective investment schemes Institutional investors Funds Mutual fund Financial Industry Regulatory Authority Stock market Financial adviser Madoff investment scandal Financial economics Investment Finance
613	STATE REQUIREMENTS FOR WITHDRAWAL FOREIGN INSURANCE COMPANY WITHDRAWAL/COMPLETE SURRENDER OF CERTIFICATE OF AUTHORITY APPLICATION Updates to the state-specific information will be noted with a “” next to the state Add to Reading List Source URL: www.naic.org Language: English - Date: 2014-06-03 15:06:17 Financial institutions Investment Types of insurance Institutional investors Oklahoma Insurance Commissioner National Association of Insurance Commissioners Reinsurance Actuary State Corporation Commission Financial economics Actuarial science Insurance
614	Appendixes A P P E N D I X E S Appendix A: Summary of Changes to Performance Goals and Indicators SUMMARY OF CHANGES TO PERFORMANCE GOALS AND INDICATORS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 17:03:40 U.S. Securities and Exchange Commission Financial regulation International Organization of Securities Commissions Commodity Futures Trading Commission Public Company Accounting Oversight Board Economy of the United States Freedom of Information Act Financial Industry Regulatory Authority Mutual fund scandal United States securities law Business Corporate crime
615	Agency And Mission inforMAtion 2013 AGENCY FINANCIAL REPORT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-10 12:16:14 Business Investment United States corporate law Corporate crime U.S. Securities and Exchange Commission Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Securities Exchange Act Financial economics Finance United States securities law
616	Study and Recommendations on Improved Investor Access to Registration Information About Investment Advisers and Broker-Dealers As Required by Section 919B of the Dodd-Frank Wall Street Reform and Add to Reading List Source URL: investor.gov Language: English - Date: 2012-03-09 14:01:32 Investment Business Registered Investment Advisor Investment Advisers Act Financial services U.S. Securities and Exchange Commission Financial adviser Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance United States securities law
617	Other Information O T H E R I N F O R M A T I O N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 17:06:41 Government Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Commodity Futures Trading Commission Program evaluation Financial regulation United States securities law Evaluation
618	Agency and Mission Information A G E N C Y A N D Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 17:03:00 Self-regulatory organizations Law Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Credit rating agency Securities and Exchange Commission Financial Industry Regulatory Authority Nationally recognized statistical rating organization Financial regulation United States securities law Government
619	ATTACHMENT 1B: LAC VIEUX DESERT TRIBAL FINANCIAL SERVICES REGULATORY AUTHORITY CONTACT INFORMATION Add to Reading List Source URL: www.lvdtribal.com - Date: 2014-05-30 11:32:45
620	PRIVACY ACT NOTICE AUTHORITY: Collection of this information is authorized by Executive Order 9397 and by section 12(f)(4) of the Federal Deposit Insurance Act, 12 U.S.C. § 1822(F)(4) as amended by section 19 of Public Add to Reading List Source URL: www.fdic.gov Language: English - Date: 2014-05-21 08:50:25 Financial regulation Finance Financial economics United States federal banking legislation Federal Savings and Loan Insurance Corporation Deposit insurance Savings and loan association Depository institution Insurance Bank regulation in the United States Financial institutions Federal Deposit Insurance Corporation

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